CIK 778963
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BERNARDO, JEFFREY, EMMANUEL | PRESIDENT, STOCKHOLDER, DIRECTOR | 2008-12 | 50–75% ·◆ |
| BLUM, FREDERICK, MAX | CCO, OPERATIONS MGR | 2023-09 | <5% ·◆ |
| SPASOVA, MILENA | VICE PRESIDENT | 2022-12 | <5% ·◆ |
| DEMETREE, CHRISTOPHER, CHARLES | STOCKHOLDER | 2000-09 | 10–25% |
| DEMETREE, MARK, CHARLES | STOCKHOLDER, DIRECTOR | 2000-09 | 10–25% |
| ELISA DEMETREE LIVING TRUSTentity | STOCKHOLDER | 2000-09 | 10–25% |
| LADD HOLDINGS TRUST, LLCentity | STOCKHOLDER | 2000-09 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DEMETREE-DOHERTY, LESLIE, ALEXANDRA | STOCKHOLDER | 2023-10 | — not seen at a tracked firm |
| DEMETREE, ELISA, ANN | STOCKHOLDER | 2023-10 | — not seen at a tracked firm |
| ESTES, GREGORY, MICHAEL | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · VICE PRESIDENT | 2023-03 | — not seen at a tracked firm |
| HERBERT, STEVEN, MORGAN | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 2020-06 | — not seen at a tracked firm |
| SULLIVAN, NEIL, JOSEPH | EXECUTIVE VICE PRESIDENT | 2017-09 | — not seen at a tracked firm |
| DEMETREE, JR., JACK, C. | STOCKHOLDER · STOCKHOLDER, DIRECTOR | 2017-03 | — not seen at a tracked firm |
| DEMETREE, JACK, C. | DIRECTOR | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
