CIK 769963
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-12). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-12. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CAIRNS, CRAIG, DOUGLAS | PRESIDENT, CEO | 2003-03 | 75%+ ·◆ |
| LAMBERT, EMILY, THERESE | CHIEF COMPLIANCE OFFICER, VP OPERATIONS | 2021-01 | <5% ·◆ |
| RYAN, CASEY, D. | VICE PRESIDENT | 2004-08 | 5–10% |
| LESTER, BRIAN, WILLIAM | CHIEF INVESTMENT OFFICER | 2023-12 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SISSON, MARY, LISA | VICE PRESIDENT | 2024-10 | — not seen at a tracked firm |
| TRENTACOSTE, JOHN, JOSEPH | DIRECTOR OF FIXED INCOME | 2020-10 | — not seen at a tracked firm |
| MACNAMARA, STEVEN, MICHAEL | DIRECTOR OF EQUITIES | 2020-07 | — not seen at a tracked firm |
| RUSSO, VINCENT, A | VICE PRESIDENT | 2018-12 | — not seen at a tracked firm |
| WINNEFELD, BRETT, LLOYD | VICE PRESIDENT | 2018-12 | — not seen at a tracked firm |
| ASTHEIMER, STEFAN, KIP | VICE PRESIDENT | 2018-12 | — not seen at a tracked firm |
| PROROK, ROBERT, JOSEPH | VICE PRESIDENT | 2017-10 | — not seen at a tracked firm |
| CARL, STEPHEN, JOSEPH | VICE PRESIDENT | 2017-10 | — not seen at a tracked firm |
| KING, SAMUEL, ROSE | VICE PRESIDENT | 2016-05 | — not seen at a tracked firm |
| COURNAN, MARTIN, J | SHAREHOLDER | 2016-02 | — not seen at a tracked firm |
| GELKE, KURT | SHAREHOLDER | 2016-02 | — not seen at a tracked firm |
| SCHWINGEL, KATHLEEN, E. | VICE PRESIDENT | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
