CIK 740272
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HAUCK, DAVID, CHARLES | CHIEF OPERATING OFFICER | 2013-06 | 5–10% ·◆ |
| PENDERGAST, MICHAEL | MANAGING DIRECTOR/EQUITY INVESTMENTS/CHIEF EXECUTIVE OFFICER (11/2012) | 2001-01 | 5–10% ·◆ |
| CONRY, JOANN, B | CHIEF COMPLIANCE OFFICER | 2023-01 | <5% ·◆ |
| KOSARA, MATTHEW, GREGORY | MANAGING PARTNER | 2019-01 | <5% |
| HUDSON EDGE EMPLOYEE STOCK OWNERSHIP PLANentity | ESOP | 1997-12 | 50–75% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HARRIS, JEFFREY, THEODORE | RETIRED LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP · LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP · CHAIRMAN · CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 2024-07 | — not seen at a tracked firm |
| BANDILLE, CAROL, ANN | LIMITED PARTNER OF HGK TRINITY STREET INTERNATIONAL EQUITY FUND GP · MANAGING DIRECTOR | 2017-09 | — not seen at a tracked firm |
| SANDLER, MICHAEL, ALAN | CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
