CIK 73956
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2020-06 | <5% ·◆ |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 2013-03 | <5% ·◆ |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2021-06 | <5% ·◆ |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2011-03 | <5% ·◆ |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 2017-07 | <5% ·◆ |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2023-03 | <5% ·◆ |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2012-04 | <5% ·◆ |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 2011-05 | <5% ·◆ |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 2018-10 | <5% |
| FIFTH THIRD BANK, NATIONAL ASSOCIATIONentity | OWNER | 1998-06 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BROWN, MARK EMMET | DIRECTOR, FIXED INCOME SALES/TRADING - CAPITAL MARKETS · DIRECTOR, ADMINISTRATOR OFFICER - CAPITAL MARKETS | 2022-03 | — not seen at a tracked firm |
| WATSON, KEITH, GREGARY | DIRECTOR, BUSINESS CONTROLS MANAGER | 2021-06 | Fifth Third Wealth Advisors LLC |
| ELTONHEAD, TRICIA | DIRECTOR | 2020-07 | — not seen at a tracked firm |
| HAMMOND, HOWARD | DIRECTOR, MANAGING DIRECTOR OF RETAIL · MANAGING DIRECTOR | 2020-03 | — not seen at a tracked firm |
| ANDERSON, KRISTINA LYNN | CHIEF ADMINISTRATIVE OFFICER - CAPITAL MARKETS | 2020-03 | — not seen at a tracked firm |
| LAMB, BRIAN, DARYL | DIRECTOR | 2020-02 | — not seen at a tracked firm |
| MICHAEL, RALPH S III | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| MCHUGH, PHILIP RAYMOND | DIRECTOR | 2017-04 | — not seen at a tracked firm |
| VOGTSBERGER, MARTIN HENRY | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| WASSON, TIMOTHY D | CHIEF COMPLIANCE OFFICER | 2012-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
