CIK 724683
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FAIRMAN, FRANCIS EVARTS IV | HEAD OF PUBLIC FINANCE SERVICES; BOARD MEMBER | 2024-03 | — not seen at a tracked firm |
| CARTER, TIMOTHY LEE | CFO; BOARD MEMBER · SR VP OF FINANCE & TREASURER; BOARD MEMBER · HD FIN RISK MGMT & TREASURER; BOARD MEMBER | 2024-03 | — not seen at a tracked firm |
| MCCAGUE, ANNCHARLOTTE | CO-CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| LARUE, ROBERT SCOTT | HEAD OF INVESTMENT BANKING; BOARD MEMBER · CO-HEAD OF INVESTMENT BANKING; BOARD MEMBER | 2021-03 |
| HOOPER, CHRISTOPHER STEPHEN | CO-CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| DUFF, ANDREW SCOTT | CHAIRMAN; BOARD MEMBER · CHAIRMAN, CEO; BOARD MEMBER | 2019-03 | — not seen at a tracked firm |
| WINGES, MARTIN BRADLEY | HEAD OF FIXED INCOME SERVICES; BOARD MEMBER | 2018-03 | — not seen at a tracked firm |
| HARVEY, STUART CHARLES JR | PRESIDENT/COO AND BOARD MEMBER · PRESIDENT | 2017-07 | — not seen at a tracked firm |
| KLINEFELTER, JEFFREY PAUL | HEAD OF EQUITIES; BOARD MEMBER | 2017-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
