CIK 62039
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-23). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-23. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BATTAGLIA, PAUL, JOHN | CHIEF FINANCIAL OFFICER / PRESIDENT | 2018-03 | <5% ·◆ |
| HOLDEN, WILLIAM, GREGORY | PRESIDENT, WEALTH MANAGEMENT | 2026-03 | <5% ·◆ |
| Kingsley Brunner, Nicole | CHIEF GROWTH OFFICER, WEALTH MANAGEMENT | 2021-07 | <5% ·◆ |
| MCGREEVY, AARON, THOMAS | PRESIDENT, ASSET MANAGEMENT | 2021-07 | <5% ·◆ |
| Morabito, Scott, James | CHIEF OPERATING OFFICER | 2021-04 | <5% ·◆ |
| LAREW, SAMANTHA, MARIE | CHIEF COMPLIANCE OFFICER | 2026-06 | <5% |
| MANNING & NAPIER GROUP, LLCentity | MANAGING MEMBER | 2011-10 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KUSHNER, JESSICA, MICHELE | CHIEF COMPLIANCE OFFICER | 2024-09 | — not seen at a tracked firm |
| Turner, Sarah, Christine | GENERAL COUNSEL / CORPORATE SECRETARY · GENERAL COUNSEL | 2024-09 | — not seen at a tracked firm |
| MAYER, MARC, ORLANS | CEO | 2024-09 | — not seen at a tracked firm |
| BRILEY, CHRISTOPHER, PICKETT | CHIEF TECHNOLOGY OFFICER | 2024-09 | — not seen at a tracked firm |
| GREEN, STACEY, JONES | HEAD OF HUMAN RESOURCES | 2024-09 | — not seen at a tracked firm |
| PETROSINO, CHRISTOPHER, FRED | MANAGING DIRECTOR, QUANTITATIVE STRATEGIES GROUP | 2024-09 | — not seen at a tracked firm |
| WELLES, JAY, MICHAEL | HEAD OF CORE EQUITIES & MANAGING DIRECTOR, TECHNOLOGY GROUP | 2024-09 | — not seen at a tracked firm |
| BUSHALLOW, MARC, EDWARD | MANAGING DIRECTOR, FIXED INCOME; EXECUTIVE GROUP MEMBER | 2024-09 | — not seen at a tracked firm |
| BUSHERI, EBRAHIM | DIRECTOR OF INVESTMENTS | 2022-11 | — not seen at a tracked firm |
| WOODARD, GREGORY, SCOTT | MANAGING DIRECTOR, WEALTH MANAGEMENT | 2021-02 | — not seen at a tracked firm |
| DESORBO, ANTONY, JOHN | MANAGING DIRECTOR, REGIONAL SALES | 2019-09 | — not seen at a tracked firm |
| COONS, JEFFREY, SCOTT | PRESIDENT/CO-CEO · PRESIDENT | 2018-10 | — not seen at a tracked firm |
| STAMEY, CHARLES, HOWARD | MANAGING DIRECTOR OF SALES/CO-CEO · MANAGING DIRECTOR OF SALES | 2018-10 | — not seen at a tracked firm |
| GOLDBERG, RICHARD, STUART | CO-CEO | 2018-10 | — not seen at a tracked firm |
| THOMAS, MICHELLE, MARY | CORPORATE SECRETARY | 2018-05 | — not seen at a tracked firm |
| GALUSHA, BETH, HENDERSHOT | TREASURER | 2018-03 | — not seen at a tracked firm |
| YATES, RICHARD, BUTLER | CHIEF LEGAL OFFICER | 2017-09 | — not seen at a tracked firm |
| MANNING, WILLIAM | CHIEF EXECUTIVE OFFICER | 2017-09 | — not seen at a tracked firm |
| MIKOLAICHIK, JAMES, EDWARD | CHIEF FINANCIAL OFFICER | 2016-05 | — not seen at a tracked firm |
| CUNNINGHAM, PATRICK | CHIEF EXECUTIVE OFFICER | 2016-03 | — not seen at a tracked firm |
| AUSPITZ, B, REUBEN | EXECUTIVE VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
| HERRMANN, JEFFREY, ALAN | CO-DIRECTOR OF RESEARCH/CO-HEAD OF GLOBAL EQUITIES | 2014-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
