CIK 2111095
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LU, LUNG WAI | DIRECTOR & GLOBAL HEAD OF TAX AND CHIEF FINANCIAL OFFICER, ASIA | 2026-06 | <5% ·◆ |
| SWEENEY, KIRK, CHESTER | HEAD OF ASIA PACIFIC | 2022-03 | <5% ·◆ |
| Suen, To Ham | DIRECTOR | 2022-09 | <5% ·◆ |
| Lim, Chuan Jie | HEAD OF INVESTMENT OPERATIONS, ASIA | 2021-11 | <5% |
| PANG, CECILY, SZE SZE | CHIEF LEGAL OFFICER ASIA EX- JAPAN | 2013-01 | <5% |
| TANG, NELSON, KA MING | HEAD OF COMPLIANCE, ASIA | 2025-11 | <5% |
| PINEBRIDGE INVESTMENTS HOLDINGS SINGAPORE PRIVATE LIMITEDentity | DIRECT OWNER | 2024-08 |
| 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
