CIK 2107111
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Hancock Brown, Melanie, Joy | CHIEF COMPLIANCE OFFICER | 2023-03 | <5% ·◆ |
| Pierre, Jacques | SENIOR VICE PRESIDENT & SECRETARY | 2023-03 | <5% ·◆ |
| RIORDAN, MATTHEW, GERARD | CHIEF FINANCIAL OFFICER | 2016-11 | <5% ·◆ |
| SCHNEIDER, MEGAN, E | CHAIRMAN & TREASURER | 2023-03 | <5% ·◆ |
| hale, patrick, william | PRESIDENT | 2018-01 | <5% ·◆ |
| THE RETIREMENT PLAN COMPANY LLCentity | SHAREHOLDER | 2016-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| POLING, JEFFREY, F. | DIRECTOR OF WEALTH ADVISORY SERVICES · DIRECTOR OF WEALTH ADVISORY SERVICES / CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| SKINNER, MARK, MCCUTCHEON | CHAIRMAN | 2023-03 | — not seen at a tracked firm |
| MERTZ, MICHAEL, ANTHONY | SENIOR VICE PRESIDENT AND SECRETARY | 2023-03 | — not seen at a tracked firm |
| BOWKER, PATRICIA, ANN | CHIEF FINANCIAL OFFICER | 2023-03 | — not seen at a tracked firm |
| KOPRA, JOHN, KEVIN | PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER (2016) · PRESIDENT & CHIEF COMPLIANCE OFFICER (2016) · PRESIDENT | 2017-09 | — not seen at a tracked firm |
| RADER, JEFFREY, SCOTT | CHIEF COMPLIANCE OFFICER | 2016-05 | — not seen at a tracked firm |
| RADER, JEFFERY, SCOTT | CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
| TAMBE, PAUL, MICHAEL | SECRETARY | 2015-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
