CIK 2081278
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HAYCOCK, ROSS, W | VICE PRESIDENT | 2025-02 | <5% ·◆ |
| JORDAN, LACEY | VICE PRESIDENT, SENIOR FINANCIAL ADVISOR | 2025-02 | <5% ·◆ |
| MARKS, ROBERT, S | SENIOR FINANCIAL ADVISOR, VICE PRESIDENT | 2025-02 | <5% ·◆ |
| MORRIS, CHARLES, RANDAL | CHIEF EXECUTIVE OFFICER | 2025-02 | <5% ·◆ |
| NEMECHEK, CARMELLE, LYNN | CHIEF OPERATIONS OFFICER | 2025-02 | <5% ·◆ |
| WELLS, CHRISTOPHER, ELDEN | VICE PRESIDENT | 2025-02 | <5% ·◆ |
| WHITESELL, KURT, WAYNE | VICE PRESIDENT | 2025-02 | <5% ·◆ |
| WILKINSON, SCOTT, EDWARD | CHIEF COMPLIANCE OFFICER | 2025-12 | <5% ·◆ |
| SUMMIT WEALTH GROUP, INC.entity | OWNER | 2025-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
