CIK 2077884
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| KNUTSEN, ROBERT, WAYNE | CHIEF EXECUTIVE OFFICER | 2014-01 | 10–25% ·◆ |
| ESPINILI, KATHRYN, ELIZABETH | CHIEF COMPLIANCE OFFICER | 2007-09 | 5–10% ·◆ |
| GREENLEAF, RENY VESSELA, M | CHIEF FINANCIAL OFFICER | 2008-08 | 5–10% ·◆ |
| DUNAGAN, KELLY, ALLAN | FINANCIAL ADVISER, OWNER | 2011-09 | 10–25% |
| HYEPOCK, DOUGLAS, GLENN | FINANCIAL ADVISER, OWNER | 2011-09 | 10–25% |
| Vidal, Andrew, Joseph | CORPORATE SECRETARY | 2023-01 | 10–25% |
| DALBY, RION, JAMES | FINANCIAL ADVISER, OWNER | 2014-01 | 5–10% |
| Ferdi, Mark, Anthony |
| FINANCIAL ADVISER, OWNER |
| 2022-05 |
| 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LEWIS, JOHN, DEREK | FOUNDER, DIRECTOR · PRESIDENT; DIRECTOR · PRESIDENT,CEO, DIRECTOR | 2024-11 | — not seen at a tracked firm |
| LEWIS, NANCY, KAY | SECRETARY | 2022-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
