CIK 2072569
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HORAN, TERENCE, LEE | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1997-07 | 50–75% ·◆ |
| BENNETT, MARK, ALLEN | PRINCIPAL & PORTFOLIO MANAGER | 2017-04 | 10–25% ·◆ |
| PIER, MICHAEL, DUNLAP | MANAGING PARTNER | 2023-09 | 10–25% ·◆ |
| TEMPLETON, DAVID, IAN | PRINCIPAL & CHIEF INVESTMENT OFFICER | 2017-04 | 10–25% ·◆ |
| HOERNSCHEMEYER, GREGORY, LEO | SENIOR VICE PRESIDENT | 2018-12 | 5–10% ·◆ |
| POELLEIN, TODD, ALAN | PRINCIPAL & PORTFOLIO MANAGER | 2021-01 | 5–10% ·◆ |
| GROSSER, CONNIE, SUE | CHIEF COMPLIANCE OFFICER | 2023-10 | <5% ·◆ |
| Reynolds, Michael | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 2024-02 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
