CIK 2045724
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-11). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-11. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ASCHENBRENNER, LEOPOLD, NMN | CHIEF INVESTMENT OFFICER; LIMITED PARTNER | 2024-05 | 50–75% ·◆ |
| SHULMAN, CARL, MATTHEW | DIRECTOR OF RESEARCH; LIMITED PARTNER | 2024-10 | 25–50% ·◆ |
| GROSS-WHITAKER, NICHOLAS, STEWART | CHIEF OPERATING OFFICER; LIMITED PARTNER | 2024-08 | 5–10% ·◆ |
| DEGRACA, PATRICK, LESLIE | CHIEF FINANCIAL OFFICER | 2026-01 | <5% ·◆ |
| SUMME, KIMBERLY, ANNE | CHIEF COMPLIANCE OFFICER | 2026-06 | <5% ·◆ |
| SITUATIONAL AWARENESS LLCentity | GENERAL PARTNER | 2024-05 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
