CIK 2044217
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| FAUSER, CHAD, WARREN | FOUNDING PARTNER, CHIEF OPERATING OFFICER, HEAD OF BUSINESS DEVELOPMENT | 2024-05 | <5% ·◆ |
| GARDEN, EDWARD, PATRICK | FOUNDING PARTNER, CHAIRMAN, CEO, CIO | 2024-05 | <5% ·◆ |
| JACOBY, BRIAN, MARK | FOUNDING PARTNER, HEAD OF RESEARCH | 2024-05 | <5% ·◆ |
| Lapkoff, Steven, Robert | CHIEF COMPLIANCE OFFICER | 2025-12 | <5% |
| EDWARD P GARDEN 2020 DELAWARE TRUSTentity | LIMITED PARTNER | 2024-05 | 75%+ ·◆ |
| GARDEN INVESTMENT MANAGEMENT GP, LLCentity | GENERAL PARTNER | 2024-05 | <5% ·◆ |
| J.P. MORGAN TRUST COMPANY OF DELAWAREentity |
| TRUSTEE, EDWARD P GARDEN 2020 DELAWARE TRUST |
| 2024-03 |
| <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FELSON, HOWARD, MICHAEL | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER, ACTING GENERAL COUNSEL | 2024-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
