CIK 2043186
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| FELIX, DARLA MARIE | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | 2020-01 | <5% ·◆ |
| WILLIAMS, SUSAN ELAINE | PRESIDENT/CEO | 2006-11 | <5% ·◆ |
| SEIDENSCHWARZ, ROBERT GUY ISAAC | DIRECTOR | 2023-01 | 10–25% |
| COOPER, DIRK NATHAN | DIRECTOR | 2006-11 | <5% |
| COSTA, BRUCE ANTHONY | DIRECTOR | 2014-10 | <5% |
| KLEESE, MICHAEL F | DIRECTOR | 2006-11 | <5% |
| VINSO, JOSEPH DAVID | DIRECTOR | 2006-11 | <5% |
| SG LONG FINANCIAL SERVICES CORPORATIONentity | HOLDING COMPANY |
| 2006-06 |
| 75%+ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
