CIK 2042928
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Plummer, Jeffrey, Kent | CHIEF COMPLIANCE OFFICER | 2024-07 | — not seen at a tracked firm |
| Pitters, Ron, Michael | CEO | 2022-11 | — not seen at a tracked firm |
| RIVES, JASON, ASBURY | CCO | 2022-11 | — not seen at a tracked firm |
| THOMAS, JAMES, HILTON | CHIEF INVESTMENT OFFICER · CHEIF INVESTMENT OFFICER | 2022-11 | — not seen at a tracked firm |
| RAMIREZ, BRIAN, MATTHEW | CEO · SHAREHOLDER | 2019-10 | — not seen at a tracked firm |
| ZHOU, VICKI | CHIEF OPERATING OFFICER / SECRETARY · CHIEF OPERATING OFFICER · VICE PRESIDENT, CHIEF OPERATING OFFICER · VICE PRESIDENT, CHIEF OPERATING OFFICER, SHAREHOLDER · VICE PRESIDENT & CHIEF OPERATING OFFICER | 2019-06 | — not seen at a tracked firm |
| MOORE, HERBERT, WILSON | CCO · CEO · CEO & CHIEF COMPLIANCE OFFICER · PRESIDENT & CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| Zhou, Shu | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 2017-08 | — not seen at a tracked firm |
| PATEL, PARTH, HITENDRA | SHAREHOLDER | 2014-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
