CIK 2035883
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BEAVER, MARK, D | PARTNER/SENIOR FINANCIAL ADVISOR/TRUSTEE | 2020-01 | <5% ·◆ |
| Burkett, Timothy, Joseph | DIRECTOR OF OPERATIONS | 2020-11 | <5% ·◆ |
| KEELER, ANDREW, PAUL | PRESIDENT, CHIEF COMPLIANCE OFFICER AND MANAGER | 2014-09 | <5% ·◆ |
| ANDREW P. KEELER LIVING TRUSTentity | OWNER/MEMBER | 2014-11 | 75%+ ·◆ |
| THE BEAVER FAMILY TRUST DTD 10/31/2018entity | OWNER | 2024-12 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| NADLER, RICHARD, DONALD | SECRETARY, TREASURER AND MANAGER · TREASURER AND MANAGER · TREASURER | 2016-03 | — not seen at a tracked firm |
| ROOT, WILLIAM, KEITH | INVESTMENT ADVISOR REPRESENTATIVE · SECRETARY AND MANAGER · CHIEF COMPLIANCE OFFICER, SECRETARY, AND MANAGER · CHIEF COMPLIANCE OFFICER AND SECRETARY | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
