CIK 2024579
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| JAIN, ROBERT, NMN | JAIN HOLDINGS LLC MANAGING MEMBER | 2023-08 | 75%+ ·◆ |
| O'CALLAGHAN, JAMES, PHOEBUS | MEMBER | 2025-01 | 5–10% ·◆ |
| PATHMANATHAN, SURENDRAN | MEMBER | 2025-11 | 5–10% ·◆ |
| BARTON, JONATHAN, LUKE ELLIOTT | CHIEF OPERATING OFFICER | 2023-09 | <5% ·◆ |
| BIRTWISTLE, HEIDI, JULIETTE | DIRECTOR | 2025-10 | <5% ·◆ |
| GOLDBERG, NOAH, CHARLES | GLOBAL GENERAL COUNSEL | 2023-10 | <5% ·◆ |
| HARATUNIAN, STEPHEN, HAIG | CHIEF RISK OFFICER | 2024-01 | <5% ·◆ |
| HEGDE, PRATIK | GLOBAL CHIEF COMPLIANCE OFFICER | 2026-07 | <5% ·◆ |
| HOBBEHEYDAR, JAIME, DANIEL | CHIEF MARKETING OFFICER | 2023-07 | <5% ·◆ |
| KELLIE-SMITH, SAM, ANTHONY | DIRECTOR, CHIEF EXECUTIVE OFFICER OF APAC | 2024-03 | <5% ·◆ |
| KUMAR, ASHWIN, NMN | DIRECTOR OF THE CORPORATE MEMBER AND MEMBER | 2023-08 | <5% ·◆ |
| PLAYFAIR, JONATHAN, NIALL | DIRECTOR | 2025-07 | <5% ·◆ |
| SCOTT-BARTON, THOMAS, JAMES | DIRECTOR | 2024-03 | <5% ·◆ |
| STEMP, CATHERINE, ANN | DIRECTOR, GENERAL COUNSEL, APAC | 2026-03 | <5% ·◆ |
| THATCHER, MARK, ANTHONY | DIRECTOR | 2024-06 | <5% ·◆ |
| JAIN GLOBAL (UK) LTDentity | OWNER | 2023-09 | 75%+ ·◆ |
| JAIN GLOBAL LLCentity | OWNER | 2023-11 | 75%+ ·◆ |
| JAIN HOLDINGS LLCentity | MANAGING MEMBER | 2023-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CROY, MATTHEW, STEPHEN | CHIEF TECHNOLOGY OFFICER | 2024-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
