CIK 2008851
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| STROH, GREGORY, ALAN | CHIEF EXECUTIVE OFFICER, CHAIRMAN | 1992-01 | 25–50% ·◆ |
| GLENNIE, MELISSA, LEAH | CHIEF COMPLIANCE OFFICER/CFO, COO | 2024-01 | <5% ·◆ |
| LUING, THOMAS, ALFRED | PRESIDENT | 2018-05 | 25–50% |
| CMA FINANCIAL, INCentity | OWNER | 1990-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| TUTTLE, RALPH, HOIE | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
| MOEN, CLARENCE, RENHOWE | DIRECTOR | 2018-04 | — not seen at a tracked firm |
| MACLENNAN, JOHN, RUTHERFORD | CHAIRMAN | 2014-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
