CIK 2001039
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| POWER, BRETT, ANDREW | PRESIDENT, PARTNER, SENIOR WEALTH ADVISOR | 2021-05 | <5% ·◆ |
| Rivero, Ian, Joseph | PARTNER, SENIOR WEALTH ADVISOR | 2023-03 | <5% ·◆ |
| Williams, Michael, W | CHIEF COMPLIANCE OFFICER | 2025-03 | <5% |
| CAPITAL RIVER VENTURES LLCentity | MEMBER | 2023-01 | 50–75% ·◆ |
| POWERFUL VENTURES, LLCentity | MEMBER | 2023-01 | 50–75% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| COPPOLA, NICHOLAS, ANDREW | CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER | 2024-11 | — not seen at a tracked firm |
| GIGGEY, MATTHEW, MICHAEL | CHIEF COMPLIANCE OFFICER | 2024-04 | GREENUP STREET WEALTH MANAGEMENT LLC, J. Team Financial, Inc., Curran Financial Partners, LLC, FWG Investments, LLC., Rooted Wealth Advisors, Inc. |
| Dowell, Alisha, Perdue | CHIEF COMPLIANCE OFFICER | 2023-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
