CIK 1996718
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CARR, ROBERT | CHIEF OPERATIONS OFFICER | 2023-08 | <5% ·◆ |
| DYKAS, JAMES, MARTIN | CHIEF FINANCIAL OFFICER | 2023-08 | <5% ·◆ |
| ERNDL, KEVIN, M | CHIEF INVESTMENT OFFICER | 2023-08 | <5% ·◆ |
| Hughes, Robert, James | CHIEF EXECUTIVE OFFICER | 2023-08 | <5% ·◆ |
| KNIERIM, CHRISTINA, LYNNE | CONTROLLER | 2023-08 | <5% |
| Kasting, Jonathan, G | CHIEF COMPLIANCE OFFICER | 2023-08 | <5% |
| GRACE PARTNERS OF DUPAGE L.P.entity | LIMITED PARTNER | 2023-08 | 75%+ ·◆ |
| THE CHARGER CORPORATIONentity | GENERAL PARTNER | 2023-08 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
