CIK 1990951
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CORRIGAN, DANIEL, GERARD | PRESIDENT/TREASURER | 1989-11 | 50–75% ·◆ |
| KHALFAYAN, ANDRE | VICE PRESIDENT/ DIRECTOR OF FINANCIAL PLANNING & TAXATION | 2008-12 | 10–25% ·◆ |
| WINSLOW, CHRISTINE | SECRETARY/ DIRECTOR OF OPERATIONS | 2008-12 | <5% ·◆ |
| PARSONS, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER | 2014-12 | 5–10% |
| SALVATORE, RALPH, T | SHAREHOLDER | 2022-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MATARESE, DAVID, JOSEPH | SHAREHOLDER | 2022-03 | — not seen at a tracked firm |
| ROSBOTTOM, ARLENE, MARY | SENIOR FINANCIAL PLANNER / DIRECTOR OF HUMAN RESOURCES | 2017-03 | — not seen at a tracked firm |
| FASY, JAMES, JEROME | DIRECTOR OF INVESTMENT ADMINISTRATION | 2012-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
