CIK 1990699
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-02-02). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-02-02. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| MERRILL, SETH, LARSON | PARTNER | 2014-02 | 50–75% ·◆ |
| WINN, GAREN, TANNER | PARTNER | 2014-02 | 50–75% ·◆ |
| ARCE, JOSEPH, PHILLIP | CHIEF COMPLIANCE OFFICER | 2024-11 | <5% ·◆ |
| COCHRAN, BRENT, ALAN | PARTNER | 2022-10 | <5% ·◆ |
| OLSEN, RENN, MICHAEL | CHEIF OPERATING OFFICER | 2023-09 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SWENDIMAN, MATTHEW, ASHLEY | CHIEF COMPLIANCE OFFICER | 2024-09 | Crew Capital Management, Ltd, DEFINED WEALTH MANAGEMENT, LLC, ELEVATUS WELATH MANAGEMENT |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
