CIK 1985414
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| STOFER, GORDON, FAIRCHILD | NON MANAGING MEMBER | 2009-07 | 5–10% ·◆ |
| BORTNEM, JANE, MARIE | CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY & CHIEF COMPLIANCE OFFICER | 2009-07 | <5% ·◆ |
| CHRISTIANSON, ANTON, JOSEPH | CHAIRMAN | 2009-07 | <5% ·◆ |
| KOLODGE, CONNER, GREGORY | INVESTMENT ADVISOR AND PRESIDENT | 2021-01 | <5% ·◆ |
| O'CONNOR, JOHN, CHARLES | CHIEF INVESTMENT OFFICER AND INVESTMENT ADVISOR | 2021-01 | <5% |
| O'CONNOR, KEVIN, JAMES | EMERITUS WEALTH STRATEGIST | 2020-01 | <5% |
| TUFTE, KEITH, NORMAN | INVESTMENT ADVISOR |
| 2009-08 |
| <5% |
| ADAM SMITH COMPANIES, LLCentity | MANAGING MEMBER | 2009-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
