CIK 1978885
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BIRK, CRAIG, ALAN | MANAGER | 2023-04 | <5% ·◆ |
| Bartosik, Jane, H | MANAGER | 2026-06 | <5% ·◆ |
| GRAY, DAVID, RICHARD | MANAGER | 2026-06 | <5% ·◆ |
| GRIESSER, WILLIAM | MANAGER | 2026-06 | <5% ·◆ |
| JEFFRIES, WILLIAM, CRAIG | MANAGER AND VP OPERATIONS | 2019-04 | <5% ·◆ |
| Kavan, Adam | ASSISTANT GENERAL COUNSEL | 2022-04 | <5% ·◆ |
| LINTON, RICHARD, HENRY | PRESIDENT AND CEO OF EAG, MANAGER | 2025-11 | <5% ·◆ |
| MANDEVILLE, NATHANIEL, ALLEN | MANAGER AND TREASURER | 2023-09 | <5% ·◆ |
| MCLEOD, DAVID, GEORGE | MANAGER | 2016-05 | <5% ·◆ |
| Patel, Palak | SECRETARY | 2022-11 | <5% ·◆ |
| SCHULITZ, FREDERICK | VP, PARTICIPANT ADVISORY SERVICES | 2025-01 | <5% ·◆ |
| SMOLEN, JOSEPH, MICHAEL | MANAGER | 2026-06 | <5% ·◆ |
| Secor, Stephanie, Anne | CHIEF COMPLIANCE OFFICER | 2025-05 | <5% ·◆ |
| WADDELL, CAROL, ELAINE | MANAGER | 2015-02 | <5% ·◆ |
| GALBAUGH, ALYSSA, TAYLOR | ASSISTANT SECRETARY | 2025-02 | <5% |
| EMPOWER SERVICES HOLDINGS US, LLCentity | SOLE MEMBER | 2024-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| STONER, KATHERINE, LEANN | CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| Wilson, Tina, Marie | PRESIDENT AND CEO OF EAG, MANAGER · PRESIDENT AND CEO OF AAG, MANAGER · CHIEF PRODUCT OFFICER | 2024-10 | — not seen at a tracked firm |
| VERZELLA, KENNETH, J | VICE PRESIDENT, PARTICIPANT ADVISORY SERVICES | 2024-10 | — not seen at a tracked firm |
| STILLMAN, STEVEN, JAMES | MANAGER | 2024-10 | — not seen at a tracked firm |
| Finster, Abiane | ASST. SECRETARY | 2024-10 | — not seen at a tracked firm |
| Moritz, Christine, Marie | TREASURER | 2023-07 | — not seen at a tracked firm |
| MCDERMOTT, WILLIAM, J. | MANAGER | 2023-03 | — not seen at a tracked firm |
| LOGSDON, RYAN, LYNN | VICE PRESIDENT, COUNSEL & SECRETARY · SECRETARY | 2021-11 | — not seen at a tracked firm |
| DEASY, JUSTIN, MILLER | ASSISTANT VICE PRESIDENT & COUNSEL | 2020-12 | — not seen at a tracked firm |
| HERSCH, JEREMY, LAWRENCE | VICE PRESIDENT, PARTICIPANT ADVISORY SERVICES | 2020-09 | — not seen at a tracked firm |
| KREIDER, JONATHAN, DAVID | SVP AND HEAD OF GREAT-WEST INVESTMENTS · VICE PRESIDENT · ASSISTANT VICE PRESIDENT · MANAGER, PORTFOLIO ASSET ALLOCATION · DIRECTOR, INVESTMENT RESEARCH AND ANALYSIS | 2020-06 | — not seen at a tracked firm |
| Sipple, Scott, Charles | PRESIDENT AND CEO | 2019-07 | — not seen at a tracked firm |
| OWEN, CARA, JEAN BOTTJEN | SENIOR COUNSEL AND ASSISTANT SECRETARY · COUNSEL AND ASSISTANT SECRETARY | 2019-04 | — not seen at a tracked firm |
| GEARIN, JAMES, MICHAEL | MANAGER | 2018-10 | — not seen at a tracked firm |
| JENKS, STEPHEN, EUGENE | MANAGER | 2018-08 | — not seen at a tracked firm |
| ROE, KARA, SUSAN | TREASURER | 2018-08 | — not seen at a tracked firm |
| HUDSON, BROCKETT, RICE | ASSISTANT SECRETARY · SENIOR COUNSEL AND ASSISTANT SECRETARY | 2018-03 | — not seen at a tracked firm |
| MUSTO, DAVID, LAWRENCE | CHAIRMAN, PRESIDENT AND CEO · MANAGER, CHAIRMAN, PRESIDENT AND CEO · MANAGER | 2017-07 | — not seen at a tracked firm |
| HARMON, WILLIAM, STEVENS | MANAGER | 2017-05 | — not seen at a tracked firm |
| WITZEMAN, BRIDGET, JEANNINE ANDRIA | VICE PRESIDENT, PARTICIPANT ADVISORY SERVICES · ASSISTANT VICE PRESIDENT, PARTICIPANT EXPERIENCE | 2016-11 | — not seen at a tracked firm |
| SCHINDLER, KENNETH, I | CHIEF COMPLIANCE OFFICER | 2016-07 | — not seen at a tracked firm |
| BYRNE, BEVERLY, ANN | SENIOR VICE PRESIDENT, LEGAL & CHIEF COMPLIANCE OFFICER · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · SECRETARY AND CHIEF COMPLIANCE OFFICER | 2016-05 | — not seen at a tracked firm |
| THORNTON, WILLIAM, MICHAEL | SENIOR MANAGER, CLIENT PORTFOLIO SERVICES | 2016-05 | — not seen at a tracked firm |
| TERWILLIGER, JOEL, LESLIE | ASSISTANT VICE PRESIDENT, COUNSEL, ASSOCIATE C.C.O · ASSOCIATE C.C.O AND SECRETARY · ASSOCIATE C.C.O & COUNSEL · SECRETARY · ASSOCIATE COMPLIANCE OFFICER, SECRETARY · ASSISTANT COMPLIANCE OFFICER, SECRETARY | 2015-07 | — not seen at a tracked firm |
| NELSON, CHARLES, PATRICK | MANAGER, CHAIRMAN AND PRESIDENT | 2015-03 | — not seen at a tracked firm |
| SHAW, ROBERT, KENNETH | MANAGER | 2015-03 | — not seen at a tracked firm |
| SELLER, GREGORY, EROL | MANAGER | 2013-11 | — not seen at a tracked firm |
| CORBETT, SEGUARD, MARK | MANAGER | 2013-11 | — not seen at a tracked firm |
| DERBACK, GLEN, RAY | TREASURER | 2012-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
