CIK 1977092
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BAER, RICHARD, EVAN | CHAIRMAN OF THE BOARD | 1980-04 | 25–50% ·◆ |
| BUNGER, BRENT, CHARLES | PRESIDENT | 1992-12 | 25–50% ·◆ |
| BAUGH, ANDREW, MICHAEL | CFO & CIO | 2004-02 | 5–10% ·◆ |
| LAWSON, KIM, ANN | COO | 2007-11 | <5% ·◆ |
| Elfenbein, Lonny, Scott | CHIEF COMPLIANCE OFFICER | 2023-07 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Patton, Kevin, Jason | CHIEF COMPLIANCE OFFICER | 2023-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
