CIK 1971230
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| MAY, JOHN, DEAN | VICE PRESIDENT, CO- PORTFOLIO MANAGER | 2022-07 | <5% ·◆ |
| RUGGAARD, RYAN, PHILIP | MEMBER, CCO, VICE PRESIDENT, DIRECTOR OF RESEARCH | 2022-07 | <5% ·◆ |
| Ruggaard, Randall, Paul | PRESIDENT, PORTFOLIO MANAGER | 2004-08 | <5% ·◆ |
| SLEETER, DAVID, ADAM | VICE PRESIDENT, CO- PORTFOLIO MANAGER | 2023-01 | <5% ·◆ |
| RM GROUP HOLDINGS LLCentity | MEMBER | 2022-01 | 25–50% ·◆ |
| SAMSO CAPITAL, LLCentity | MEMBER | 2026-01 | 10–25% ·◆ |
| SANDY BAY, LLCentity |
| MEMBER |
| 2023-01 |
| 10–25% ·◆ |
| J 3 CAPITAL, LLCentity | MEMBER | 2024-12 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
