CIK 1964955
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GILLINGHAM, TODD, STERLING | MEMBER | 2022-08 | 25–50% ·◆ |
| TANGWALL, GARY, ARTHUR | MANAGING MEMBER | 2022-08 | 25–50% ·◆ |
| BEYL-LEE, JENNIFER, LEE | MEMBER | 2022-08 | 10–25% |
| BROBERG, CHAD, DAVID | MEMBER | 2022-08 | 10–25% |
| NESVOLD, BJORN, THOMAS | MEMBER | 2022-08 | 5–10% |
| SELBO, THOMAS, MARK | MEMBER | 2022-08 | 5–10% |
| GOFORTH, SONIA, ANN | CHIEF COMPLIANCE OFFICER | 2023-10 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BUSH, STEPHANIE, KIM | CHIEF COMPLIANCE OFFICER | 2024-01 | — not seen at a tracked firm |
| Patton, Kevin, Jason | CHIEF COMPLIANCE OFFICER | 2023-01 | — not seen at a tracked firm |
| STARK, BRADLEY, RICHARD | CHIEF COMPLIANCE OFFICER | 2022-10 | — not seen at a tracked firm |
| BERNSTEIN, DANIEL, ADAM | CHIEF COMPLIANCE OFFICER | 2022-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
