CIK 1964835
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2025-11-13). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2025-11-13. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HALLER, JASEN, DAVID | DIRECT OWNER | 2015-05 | 25–50% ·◆ |
| HALLER, JESSE, DAVID | VICE PRESIDENT & DIRECT OWNER | 2011-03 | 25–50% ·◆ |
| HALLER, JOHN, DAVID | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | 2011-03 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
