CIK 1964116
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CECE, MARY | DIRECTOR, SECRETARY | 2024-04 | <5% ·◆ |
| CILIANO, BRENT | DIRECTOR | 2016-01 | <5% ·◆ |
| Longest, Michael, Lee | DIRECTOR, CHIEF FINANCIAL OFFICER | 2024-07 | <5% ·◆ |
| MARRONE, MARK, STEPHEN | CHIEF COMPLIANCE OFFICER | 2025-10 | <5% ·◆ |
| McCallum, Charles, Falconer | DIRECTOR | 2024-02 | <5% ·◆ |
| WILSON, MICHAEL, CHRISTOPHER | DIRECTOR, PRESIDENT | 2015-07 | <5% ·◆ |
| Yasunaga, Thaddeus, William | CHIEF INVESTMENT OFFICER | 2024-07 |
| <5% |
| FIRST-CITIZENS BANK AND TRUST COMPANY, INC.entity | PARENT COMPANY | 2005-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HARPS, THOMAS BITTENBENDER | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| WALSH, WILLIAM JAMES | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| MCCALLUM, CORY, MICHAEL | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| HEFFRON, PAULA KAY | DIRECTOR, CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| BOGACZYK, STEVEN FRED | DIRECTOR, CHIEF FINANCIAL OFFICER | 2024-05 | — not seen at a tracked firm |
| NOLAN, PATRICK, FRANCIS | INVESTMENT OFFICER | 2024-05 | — not seen at a tracked firm |
| RUPP, LORIE KING | DIRECTOR | 2023-11 | — not seen at a tracked firm |
| KATTEL, AJAY MANAN | SECRETARY | 2023-11 | — not seen at a tracked firm |
| SCHAAF, ROBERT GWINN | CORPORATE SECRETARY | 2023-03 | — not seen at a tracked firm |
| BIGGS, IAN ANDREW | CORPORATE SECRETARY | 2022-01 | — not seen at a tracked firm |
| Storey, Brian, Patrick | INVESTMENT OFFICER | 2021-04 | — not seen at a tracked firm |
| OSTENDORF, ELIZABETH | CORPORATE SECRETARY | 2021-04 | — not seen at a tracked firm |
| SPIRES, ROBERT EDWARD JR | DIRECTOR, CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2020-06 | — not seen at a tracked firm |
| WILLINGHAM, EDWARD LEE IV | DIRECTOR | 2019-05 | — not seen at a tracked firm |
| HARRIS, BARRY PALMER IV | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| BRYANT, SHARON, WALTERS | DIRECTOR · DIRECTOR OF WEALTH ADVISORY GROUP | 2015-08 | — not seen at a tracked firm |
| SUGER, JOHN, GERARD | DIRECTOR OF SALES | 2014-12 | — not seen at a tracked firm |
| LEHMAN, PAUL, ANDREW | DIRECTOR OF INVESTMENT SALES | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
