CIK 1959989
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GUIA, YOUSE, ENRIQUE | CHIEF COMPLIANCE OFFICER | 2021-12 | <5% ·◆ |
| SHERMAN, JEFFREY, JOHN | PRESIDENT | 2021-10 | <5% ·◆ |
| DOUBLELINE ETF HOLDINGS LPentity | LIMITED PARTNER | 2021-12 | 75%+ ·◆ |
| DOUBLELINE ETF GP LLCentity | GENERAL PARTNER | 2021-09 | <5% ·◆ |
| BARCLAYS UNQUOTED INVESTMENTS LIMITEDentity | LIMITED PARTNER | 2022-04 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
