CIK 19481
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PURKALITIS, ANDRA, CYNTHIA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2023-11 | <5% ·◆ |
| SMIRL, RICHARD, WILLIAM | EXECUTIVE VICE PRESIDENT | 2021-05 | <5% ·◆ |
| CHISOLM, DAPHNE, TIPPENS | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | 2025-01 | <5% |
| FROMM, JENNIFER, SEYMOUR | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | 2025-01 | <5% |
| HANLEY, DAVID, GEORGE | TREASURER | 2007-11 | <5% |
| SANTORO, KATHRYN, LEE | VICE PRESIDENT, SENIOR COUNSEL AND ASSISTANT SECRETARY | 2025-01 | <5% |
| SENA, JAMES, ROBERT | CHIEF COMPLIANCE OFFICER |
| 2026-06 |
| <5% |
| VIRTUS PARTNERS, INC.entity | SHAREHOLDER | 2011-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| AYLWARD, GEORGE, ROBERT | DIRECTOR, PRESIDENT AND CHAIRMAN | 2024-09 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC, Ceredex Value Advisors LLC, Silvant Capital Management LLC, NFJ INVESTMENT GROUP, LLC, Westchester Capital Management, LLC |
| ANGERTHAL, MICHAEL, AARON | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2024-09 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC, Ceredex Value Advisors LLC, Silvant Capital Management LLC, Virtus Fixed Income Advisers, LLC, NFJ INVESTMENT GROUP, LLC, Westchester Capital Management, LLC |
| PERSAUD, CHETRAM | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2024-09 | — not seen at a tracked firm |
| FUSCO, DAVID, ELLIOT | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| HILLS, WENDY, JACQUELINE | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CLERK · EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT CLERK | 2023-03 | — not seen at a tracked firm |
| CARR, KEVIN, JOHN | SENIOR VICE PRESIDENT AND CLERK | 2022-08 | — not seen at a tracked firm |
| WALTMAN, FRANCIS, GEORGE | DIRECTOR, EXECUTIVE VICE PRESIDENT | 2020-03 | — not seen at a tracked firm |
| FLYNN, MARK, STEPHEN | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 2019-03 | — not seen at a tracked firm |
| PYTLIK, YVONNE, I (MI ONLY) | CORPORATE HEAD OF COMPLIANCE | 2015-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
