CIK 1944877
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PAYNE, CHRISTOPHER, LEE | INTERIM CCO | 2024-11 | Wellington Wealth Strategies, LLC., RETIREMENT FINANCIAL SOLUTIONS, LLC, Wealth Intelligence, LLC, Third View Private Wealth, LLC |
| HIGGINS, ROSEANN | CHIEF COMPLIANCE OFFICER | 2023-08 | ADAPT WEALTH ADVISORS, LLC, Stonebrook Private Inc., MainStreet Investment Advisors LLC, Alteri Wealth LLC, PARR MCKNIGHT WEALTH MANAGEMENT GROUP, LLC, Prasad Wealth Partners, LLC, RESOLUTE CAPITAL, LLC, Brand Asset Management Group, Inc. |
| METZLER, GEOFFREY, KEVIN |
| MANAGING MEMBER |
| 2021-10 |
| — not seen at a tracked firm |
| METZLER, PAUL, GABRIEL | CHIEF EXECUTIVE OFFICER AND CHIEF FINANCIAL OFFICER · CHIEF OPERATING & CHIEF COMPLIANCE OFFICER | 2021-10 | — not seen at a tracked firm |
| ADKINS, LAWRENCE, KEVIN | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | 2019-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
