CIK 1938514
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DOW, KATHERINE, GRACE | MEMBER | 2026-01 | 10–25% ·◆ |
| JOHNSON, SCOTT, JAMISON | CHIEF COMPLIANCE OFFICER | 2018-04 | <5% ·◆ |
| DALEY, MATTHEW, JUDSON | PARTNER & SENIOR FINANCIAL PLANNER | 2023-01 | 10–25% |
| HARRISON, CURTIS, JOHN | VICE PRESIDENT | 2018-06 | <5% |
| THE SCOTT AND SARAH JOHNSON FAMILY TRUST, DATED JUNE 15, 2004entity | MANAGING MEMBER | 2018-04 | 25–50% ·◆ |
| THE CK HARRISON FAMILY TRUST, DATED DECEMBER 16, 2020entity | MEMBER | 2020-01 | 25–50% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
