CIK 1936416
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-18). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-18. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CHOI, YONGBAI | EXEC VP AND MANAGEMENT COMMITTEE MEMBER | 2022-01 | <5% ·◆ |
| GLEMANN, GABRIELLE | GENERAL COUNSEL | 2023-06 | <5% ·◆ |
| HALPER, PATRICIA, ANN | CO-CHIEF INVESTMENT OFFICER | 2025-08 | <5% ·◆ |
| HWANG, ALBERT, FIRMAN | EXEC VP AND MANAGEMENT COMMITTEE MEMBER | 2022-01 | <5% ·◆ |
| MINJIE, YU | EXECUTIVE DIRECTOR | 2022-11 | <5% ·◆ |
| ORNDORFF, CHRISTOPHER, NEIL | PRESIDENT, MANAGEMENT COMMITTEE MEMBER | 2021-07 | <5% ·◆ |
| SHOOP, JOEL, WILLIAM | CHIEF FINANCIAL OFFICER | 2022-01 | <5% ·◆ |
| TEO, TOMMY, ZHI ZHUANG | CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | 2022-11 | <5% ·◆ |
| KHAUV, MALINDA, MEI-YIN | CHIEF COMPLIANCE OFFICER | 2023-08 | <5% |
| CERCANO MANAGEMENT HOLDINGS L.P.entity | MEMBER | 2022-01 | 75%+ ·◆ |
| CERCANO MANAGEMENT LLCentity | SHAREHOLDER | 2022-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HINIKER, KEVIN, JAMES | CHIEF COMPLIANCE OFFICER | 2023-06 | — not seen at a tracked firm |
| CHOI, SANDY, SUH MOON | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 2023-02 | — not seen at a tracked firm |
| VASQUEZ, OMAR, EMMANUEL | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | 2022-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
