CIK 1932496
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BUMGART, LORI, JO | CHIEF COMPLIANCE OFFICER | 2020-10 | <5% ·◆ |
| KERSTETTER, BRENT, WALTER | MEMBER | 2009-08 | <5% ·◆ |
| SANFORD, TODD, ARTHUR | MANAGING MEMBER | 2009-08 | <5% ·◆ |
| WILLIAMS, SCOTT, MICHAEL | MEMBER | 2009-08 | <5% ·◆ |
| MERCER GLOBAL ADVISORS INC.entity | PARENT COMPANY | 2022-04 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2022-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
