CIK 1910966
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-17). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-17. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| KIES, ERIC, HAMILTON | CEO, PRESIDENT, SHAREHOLDER | 2008-06 | 10–25% ·◆ |
| MATON, MICHELLE, LOUISE | TREASURER, SHAREHOLDER | 2015-09 | 10–25% ·◆ |
| SIVERTSEN, MATTHEW, ALLEN | VICE PRESIDENT, SHAREHOLDER | 2008-06 | 10–25% ·◆ |
| LEE, BRETT, JOSEPH | CHIEF COMPLIANCE OFFICER, SHAREHOLDER | 2025-01 | <5% ·◆ |
| TESSMER, AMY, ELIZABETH | CHIEF FINANCIAL OFFICER, SHAREHOLDER | 2022-01 | <5% ·◆ |
| BOUDREAUX, HANK, JUDE | SHAREHOLDER | 2017-09 | 10–25% |
| BRANHAM, MICHAEL, ANTHONY | SHAREHOLDER | 2017-09 | 10–25% |
| SESSIONS, JOSEPH, JEFFRY | SHAREHOLDER | 2014-01 | 10–25% |
| SIVERTSEN, ANDREW, CHARLES | SECRETARY, SHAREHOLDER | 2013-12 | 10–25% |
| Baner, Robert, Martin | SHAREHOLDER | 2021-01 | 5–10% |
| KNOLL, MATTHEW, THOMAS | SHAREHOLDER | 2021-01 | 5–10% |
| Mercer, Matthew, Joseph | OPERATIONS MANAGER, SHAREHOLDER | 2022-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MATON, CICILY, CARSON | SHAREHOLDER · PARTNER · OWNER | 2022-10 | — not seen at a tracked firm |
| LONGSTAFF, JOHN, SCOTT | PARTNER · OWNER | 2021-12 | — not seen at a tracked firm |
| KURTZ, MARTIN, FLOYD | PARTNER, CEO · OWNER · PRESIDENT | 2020-11 | MARSHALL FINANCIAL GROUP INC /ADV |
| SERRE, SUSAN, JOYCE | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
