CIK 1910146
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| MILLER, GARY, AUSTIN | FOUNDER | 2000-09 | 50–75% ·◆ |
| MILLER, ROBERT, E | CEO | 2002-11 | 10–25% ·◆ |
| VANARKEL, GEREMY | DIRECTOR OF STRATEGIES | 2002-11 | 10–25% ·◆ |
| CUPERTINO, DANIEL, JOSEPH | DIRECTOR OF SALES | 2019-12 | <5% ·◆ |
| FIORITO, JENNA, AMANDA | DIRECTOR OF MARKETING | 2023-01 | <5% ·◆ |
| FOOTE, ERIN, MARIE | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS | 2017-01 | <5% ·◆ |
| PAPE, FRANK, LLOYD | DIRECTOR OF STRATEGIES | 2023-07 |
| <5% ·◆ |
| STANTON, CLIFFORD, WILLIAM | DIRECTOR OF INVESTMENTS | 2022-10 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Teichert, Catherine, Smith | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| MACKILLOP, SCOTT, ANDREW | PRESIDENT, CHIEF COMPLIANCE OFFICER AND MEMBER | 2014-05 | First Ascent Asset Management, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
