CIK 1909739
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HENTEMANN, CHRISTOPHER, CARL | MANAGING MEMBER (FILING ADVISER) | 2008-10 | 25–50% ·◆ |
| CHA, ALEXANDER, IN | CO-CHIEF INVESTMENT OFFICER, HEAD OF PORTFOLIO MANAGEMENT AND TRADING (FILING ADVISER) | 2010-04 | 10–25% ·◆ |
| LEIH, TODD, CHRISTOPHER | CHIEF DATA SCIENTIST AND HEAD OF QUANTITATIVE RESEARCHER (FILING ADVISER) | 2011-03 | 10–25% ·◆ |
| SANDERS, WILLIAM, CLARENCE | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF RISK OFFICER (FILING ADVISER) | 2010-04 | 10–25% ·◆ |
| KIM, SANG, MIN | DEPUTY CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER (FILING ADVISER) | 2016-10 | <5% ·◆ |
| LANDY, ALAN, GREG | GENERAL COUNSEL (FILING ADVISER) |
| 2016-05 |
| <5% ·◆ |
| RYVKIN, ELIZABETH, VICTORIA | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | 2026-03 | <5% ·◆ |
| ATKINS, DEAN, JAMES | DIRECTOR (RELYING ADVISER) | 2025-01 | <5% |
| 400 CAPITAL MANAGEMENT LLCentity | SHAREHOLDER OF RELYING ADVISER | 2016-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| KNAUB, RICHARD, WILSON | CHIEF COMPLIANCE OFFICER (FILING ADVISER) | 2024-06 | — not seen at a tracked firm |
| CHANEY, HELOISA | MEMBER (FILING ADVISER) · CHIEF OPERATING OFFICER (FILING ADVISER) · CHIEF OPERATING OFFICER | 2019-12 | Blantyre Capital Ltd |
| BINGHAM, KARA, BETH | CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
| BATEMAN, JOHN, R | CHIEF FINANCIAL OFFICER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
