CIK 1907375
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| STROSS, PAMELA, JEAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| JOHNSON, DARIAN, WOODS | CHAIRMAN | 2023-03 | — not seen at a tracked firm |
| JOHNSON, TRAVIS, WILLIAM | SENIOR VICE PRESIDENT | 2023-03 | — not seen at a tracked firm |
| CASTELLANO, CHRISTINE, ANN | CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| FERMIN, EDWIN, ANDRES |
| 2022-11 |
| EFG CAPITAL INTERNATIONAL CORP. |
| MUSTICO, CATHERINE, LYNN | CHIEF COMPLIANCE OFFICER | 2020-06 | — not seen at a tracked firm |
| BESIKOF, SHAD, HARRY | PRESIDENT | 2019-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
