CIK 1906793
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HOWARD, RICHARD, L. | FOUNDER, SENIOR PARTNER, MANAGING MEMBER | 2018-11 | 50–75% ·◆ |
| WELSH, TODD, CHARLES | FOUNDER, SENIOR PARTNER, MANAGING MEMBER | 2018-11 | 50–75% ·◆ |
| HEROUX, CHRISTINE, MARIE | CHIEF COMPLIANCE OFFICER | 2025-07 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|
| Meiksins, Ian, Disbrow | CHIEF COMPLIANCE OFFICER | 2024-04 | Foundry Partners, LLC, MONUMENTAL FINANCIAL GROUP INC., Tradewinds, LLC., Goldstone Financial Group, LLC |
| HOPKINS, ROBERT, LEE | CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| LITTLETON, DAVID, LOUIS | CHIEF COMPLIANCE OFFICER | 2019-06 | F/m Investments LLC |
| DAVIS, ASHLEA, ANN | ELECTED MANAGER, CHIEF COMPLIANCE OFFICER · MANAGER, CHIEF COMPLIANCE OFFICER | 2018-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
