CIK 1904825
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| WACHS, STEVEN, GREGG | PRESIDENT, CHIEF COMPLIANCE OFFICER | 1999-01 | 25–50% ·◆ |
| SHAKE, ROGER, ALAN | VP/SEC/TREAS. | 1999-01 | <5% ·◆ |
| BOLING, JENNIFER, KATHARINE | MEMBER | 2021-01 | 5–10% |
| QUINN, MATTHEW, PETER | MEMBER | 2021-01 | 5–10% |
| ROGER A. AND SUSAN SHAKE LIVING TRUST, DATED 11/7/1989, AS AMENDED OR RESTATEDentity | MEMBER | 2021-01 | 25–50% ·◆ |
| SCHMITT REVOCABLE TRUST, DATED 12/28/2018entity | MEMBER | 2021-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
