CIK 1904152
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| EMMERLING, THOMAS, RAYMOND | MANAGING MEMBER | 1999-01 | 25–50% ·◆ |
| Emmerling, Thomas, Joseph | MEMBER | 2024-04 | 10–25% ·◆ |
| McGloin, Bartholomew, Francis | MEMBER | 2019-09 | 10–25% ·◆ |
| NIGRO, ALBERT, ANGELO | MEMBER | 2018-09 | 10–25% ·◆ |
| READING, ANDREW, JOHN | MEMBER | 2023-09 | 10–25% ·◆ |
| URBAN, GREGORY, JOSEPH | MEMBER | 2017-09 | 10–25% ·◆ |
| JACKSON, LYNN, ALICE | CHIEF COMPLIANCE OFFICER | 2009-12 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MAJORS, TERESA, MURPHY | MEMBER | 2023-01 | — not seen at a tracked firm |
| DOPKINS, LEONARD, ARNOLD | MEMBER | 2021-03 | — not seen at a tracked firm |
| POLLOCK, ROBERT, EMMETT | MEMBER | 2021-03 | — not seen at a tracked firm |
| MCWATTERS, JOSEPH, WILLIAM | MEMBER | 2018-06 | — not seen at a tracked firm |
| FADALE, CHARLES, MARTIN | MEMBER | 2017-03 | — not seen at a tracked firm |
| KEATING, BRIAN, EDWARD | MANAGING DIRECTOR | 2014-03 | — not seen at a tracked firm |
| FORNASIERO, JOSEPH, BONIFACE | MEMBER | 2012-09 | — not seen at a tracked firm |
| SCIARRINO, JAMES, GEORGE | MEMBER | 2012-09 | — not seen at a tracked firm |
| CANNON, BRIAN, G | MANAGING DIRECTOR | 2012-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
