CIK 1903035
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CARTER, JONATHAN, MARC | MEMBER | 1999-01 | 5–10% ·◆ |
| DUMSTORFF, STEVEN, MATTHEW | MEMBER | 2013-01 | 5–10% ·◆ |
| MASON, JUSTIN, PAUL | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 2021-05 | 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|
| HAGERMAN, JAMES, KEVIN | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER · MEMBER / CHIEF COMPLIANCE OFFICER · MEMBER | 2019-03 | — not seen at a tracked firm |
| BECKER, DALE, MICHAEL | MEMBER | 2019-01 | — not seen at a tracked firm |
| BURNETT, DAVID, WAYNE | MEMBER | 2019-01 | — not seen at a tracked firm |
| HEDGER, JAMES, WILLIAM | MEMBER | 2019-01 | — not seen at a tracked firm |
| MARTIN, CHERYL, JEAN | MEMBER | 2019-01 | — not seen at a tracked firm |
| POVSE, STEPHEN, LEE | MEMBER | 2019-01 | — not seen at a tracked firm |
| RINGER, DEBORAH, JEAN | MEMBER | 2019-01 | — not seen at a tracked firm |
| WUERTZ, BRIAN, JOSEPH | MEMBER | 2019-01 | — not seen at a tracked firm |
| LEGRAND, NANCY, SUE | MEMBER | 2019-01 | — not seen at a tracked firm |
| HAY, JEFFREY, MITCHELL | MEMBER | 2019-01 | — not seen at a tracked firm |
| GRATZA, RICHARD, ROBERT | MEMBER | 2019-01 | — not seen at a tracked firm |
| CAPPS, PHILLIP, GARY | MEMBER | 2019-01 | — not seen at a tracked firm |
| PRITCHARD, DAVID, R. | MEMBER | 2019-01 | — not seen at a tracked firm |
| OSBORNE, PAUL, D. | MEMBER | 2019-01 | — not seen at a tracked firm |
| WARD, KATHLEEN, O'BRIEN | MEMBER | 2019-01 | — not seen at a tracked firm |
| ZOOK, JEREME | MEMBER | 2019-01 | — not seen at a tracked firm |
| Cochran, Gina, Marie | MEMBER · PARTNER, CPA | 2019-01 | — not seen at a tracked firm |
| Hunt, Danielle, M. | MEMBER · PARTNER, CPA | 2019-01 | — not seen at a tracked firm |
| Shugart, Joshua, D. | MEMBER · PARTNER, CPA | 2019-01 | — not seen at a tracked firm |
| Jaeger, Bethany, Ann | MEMBER | 2019-01 | — not seen at a tracked firm |
| Clark, Joshua, Charles | MEMBER | 2019-01 | — not seen at a tracked firm |
| Kienzler, Kirsten, Herrin | MEMBER | 2019-01 | — not seen at a tracked firm |
| ERLACKER, JAMES, EDWARD | MEMBER | 2017-06 | — not seen at a tracked firm |
| ECKHARD, CHARLES, STEPHEN | MEMBER | 2016-09 | — not seen at a tracked firm |
| REEDY, FRANK, JOSEPH | MEMBER | 2015-04 | — not seen at a tracked firm |
| JONES, JASON, DEAN | MEMBER | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
