CIK 1902501
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BROWN, DENNIS, MICHAEL | DIRECTOR | 2014-02 | <5% ·◆ |
| MUNCIE, DAVID, WAYNE | CHIEF FINANCIAL OFFICER & DIRECTOR | 2016-02 | <5% ·◆ |
| RUMLER, CRAIG, DAVID | CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER | 2020-05 | <5% ·◆ |
| STEENO, JASON, RAYMOND | PRESIDENT | 2020-03 | <5% ·◆ |
| CORE CAPITAL HOLDINGS, LLCentity | OWNER | 2014-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CAVANAUGH, MARY, LOUISE | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| VILLARREAL, JUDITH, ANDREA | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & DIRECTOR · CHIEF COMPLIANCE OFFICER & DIRECTOR · CHIEF COMPLIANCE OFFICER | 2020-03 | — not seen at a tracked firm |
| PETT, RAYMOND, MAX | PRESIDENT & DIRECTOR · PRESIDENT & CHIEF COMPLIANCE OFFICER · PRESIDENT | 2020-02 | — not seen at a tracked firm |
| OTTO, TIMOTHY, JOHN | DIRECTOR · CHAIRMAN · PRESIDENT | 2018-10 | — not seen at a tracked firm |
| HOFER, KATHLEEN, ANN | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER | 2015-12 | Concorde Asset Management, LLC |
| IRWIN, CARRIE, LYNN | OPERATIONS DIRECTOR · OPERATIONS MANAGER | 2014-04 | — not seen at a tracked firm |
| HAKALA, JEFFREY, ANTHONY | CHIEF INVESTMENT OFFICER | 2013-06 | Clarkston Capital Partners, LLC |
| RENTENBACH, PAUL, ROBERT | CHIEF COMPLIANCE OFFICER | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
