CIK 1868872
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BIRENBAUM, ADAM, LAWRENCE | CHIEF EXECUTIVE OFFICER | 2024-07 | <5% ·◆ |
| BRADLEY, GINA, KULIG | CHIEF OPERATING OFFICER | 2011-10 | <5% ·◆ |
| GROGAN, KEVIN, ANDREW | CHIEF INVESTMENT OFFICER OF SYSTEMATIC STRATEGIES | 2022-12 | <5% ·◆ |
| Gupta, Dhruv | CHIEF FINANCIAL OFFICER | 2025-07 | <5% ·◆ |
| LEE, HOWARD, HOA | MANAGING DIRECTOR | 2024-07 | <5% ·◆ |
| Scheid, Jonathan, Joseph | PRESIDENT | 2023-10 | <5% ·◆ |
| Sullivan, Karla, Anne | SENIOR VP, SEGMENT GENERAL COUNSEL | 2023-03 | <5% ·◆ |
| YORG, JEFFERY, ALAN | HEAD OF LEGAL AND CHIEF COMPLIANCE OFFICER, FOCUS PARTNERS ADVISOR SOLUTIONS AND SA FUNDS | 2021-06 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2007-02 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FERRI, JUSTIN, CHRISTOPHER | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT - BUCKINGHAM WEALTH PARTNERS · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF OPERATING OFFICER · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHAIR, BUCKINGHAM STRATEGIC WEALTH | 2024-12 | BUCKINGHAM STRATEGIC WEALTH, LLC, Focus Partners Wealth |
| PAPA, SALVATORE, JOHN | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, GENERAL COUNSEL · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC AND GENERAL COUNSEL · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2024-12 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| ANDERSON, DANIEL, MARK | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER · DIRECTOR OF FINANCE · DIRECTOR OF ACCOUNTING | 2024-12 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| REMMING, JEFFREY, SCOTT | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF PLATFORM OFFICER · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF TRANSFORMATION OFFICER · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF INNOVATION OFFICER · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC, CHIEF INNOVATION OFFICER · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC, PRESIDENT · MEMBER OF BOARD OF MANAGERS, PRESIDENT · CHIEF OPERATING OFFICER · CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | 2024-12 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| HARTMAN, WENDY, LOUISE | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, BUCKINGHAM STRATEGIC WEALTH · MEMBER & CHAIRMAN OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, BUCKINGHAM STRATEGIC WEALTH | 2024-12 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| ZILIAK, ROBERT, ANTHONY | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF SOLUTIONS OFFICER · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT LLC, CHIEF OPERATING OFFICER | 2024-12 | BUCKINGHAM STRATEGIC WEALTH, LLC |
| POTTS, ALEXANDER, BENNETT | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, BUCKINGHAM STRATEGIC PARTNERS · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHAIR, ADVISOR SERVICES · CHAIR, ADVISOR SERVICES | 2023-09 | — not seen at a tracked firm |
| CLINTON, MICHAEL, RAY | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF BUSINESS OFFICER, BUCKINGHAM STRATEGIC PARTNERS · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT, ADVISOR SERVICES · PRESIDENT, ADVISOR SERVICES | 2023-03 | — not seen at a tracked firm |
| KIZER, JARED, HARDIN | CHIEF INVESTMENT OFFICER · PRINCIPAL | 2022-10 | — not seen at a tracked firm |
| SWEDROE, LARRY, EDWARD | CHIEF RESEARCH OFFICER · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, DIRECTOR OF RESEARCH · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC · MEMBER OF BOARD OF MANAGERS · MANAGING PRINCIPAL | 2021-11 | — not seen at a tracked firm |
| LEVIN, DAVID, WILLIAM | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF CLIENT OFFICER · MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, PRESIDENT AND CHIEF OPERATING OFFICER · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC · MEMBER OF BOARD OF MANAGERS · CHIEF MARKETING OFFICER | 2021-11 | — not seen at a tracked firm |
| KUHLMAN, SHANNON, O'TOOLE | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, CHIEF TALENT OFFICER · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC, CHIEF TALENT OFFICER · MEMBER OF BOARD OF MANAGERS, CHIEF TALENT OFFICER · DIRECTOR OF HUMAN RESOURCES | 2020-03 | — not seen at a tracked firm |
| SEARS, ALFRED | MEMBER OF BOARD OF DIRECTORS OF BAM MANAGEMENT, LLC, BAM PRESIDENT · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC, BAM PRESIDENT AND CHIEF OPERATING OFFICER · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC, CHIEF OPERATING OFFICER · MEMBER OF BOARD OF MANAGERS, CHIEF OPERATING OFFICER · MEMBER OF BOARD OF MANAGERS, PRESIDENT · MANAGING PRINCIPAL · PRINCIPAL, EXECUTIVE COMMITTEE MEMBER | 2018-03 | — not seen at a tracked firm |
| LEVY, MONT, SEASONGOOD | MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC · MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC, CHIEF COMPLIANCE OFFICER · MEMBER OF BOARD OF MANAGERS · MANAGING PRINCIPAL · MANAGING PRINCIPAL, EXECUTIVE COMMITTEE MEMBER | 2016-10 | — not seen at a tracked firm |
| HOFFMAN, JARED, SCOTT | MANAGING DIRECTOR OF OPERATIONS · DIRECTOR OF OPERATIONS | 2016-10 | — not seen at a tracked firm |
| MASEK, VLADIMIR | MEMBER OF BOARD OF MANAGERS OF BAM MANAGEMENT, LLC · MEMBER OF BOARD OF MANAGERS · MANAGING PRINCIPAL | 2015-06 | — not seen at a tracked firm |
| HAYNES, DANIEL, EVERETT | CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
| SCHWEIZER, BERT | MANAGING PRINCIPAL · MANAGING PRINCIPAL, CHAIRMAN OF THE EXECUTIVE COMMITTEE | 2013-10 | — not seen at a tracked firm |
| GELLMAN, ROBERT, FREDERICK | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| CLARK, ERNEST, LEE | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| WITT, BRENDA, CHRISTINE | PRINCIPAL, DIRECTOR OF FINANCE | 2013-10 | — not seen at a tracked firm |
| GOLDBERG, JOSEPH, SHAWN | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| CREEHAN, MADALINE, ANN | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| EAGAN, THELIA, ANN | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| THOMAS, BRENT, MICHAEL | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| KRESEK, ROBERT, GENE | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| HONOR, JOVITA, RUIZ | PRINCIPAL | 2013-10 | — not seen at a tracked firm |
| GOLDBERG, EDWARD, KARL | MANAGING PRINCIPAL | 2012-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
