CIK 1864880
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-21). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-21. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| RAWDIN, GRANT | CHAIRMAN, PRESIDENT, CEO, MEMBER, AND MANAGING BOARD MEMBER | 1987-02 | 50–75% ·◆ |
| DELGOTT, CARRIE, MICHELLE | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER, MANAGING BOARD MEMBER, PRESIDENT | 2020-04 | <5% ·◆ |
| O'DONNELL, CHARLES, JOSEPH | MANAGING BOARD MEMBER | 2013-04 | <5% ·◆ |
| TAYLOR, MATTHEW, ANTHONY | MANAGING BOARD MEMBER | 2018-01 | <5% ·◆ |
| MCCARRON, MARK | CHIEF INVESTMENT OFFICER, MANAGING BOARD MEMBER | 2024-12 | <5% |
| ANTERIAN HOLDINGS LTDentity | MEMBER | 2021-12 | 10–25% ·◆ |
| WESCOTT HOLDING COMPANY LLCentity | MEMBER | 2003-12 | 10–25% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SHECKELS, LYDIA, CARREIRO | VICE PRESIDENT, MEMBER, AND MANAGING BOARD MEMBER · VICE PRESIDENT & CIO | 2024-11 | — not seen at a tracked firm |
| SOROKO, JOHN, JEMING | MANAGING BOARD MEMBER | 2020-03 | — not seen at a tracked firm |
| REGAN, MATTHEW, THOMAS | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 2018-09 | — not seen at a tracked firm |
| LAFFERTY, DAVID, BRIAN | VICE PRESID.- FINANCIAL ADVISOR | 2017-03 | — not seen at a tracked firm |
| SGRO, MATTHEW, JOSEPH | CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE · CHIEF COMPLIANCE OFFICER/SENIOR ACCOUNTANT | 2017-03 | Legacy Advisors, LLC |
| GASKIN, DAVID, WAYNE | CHIEF OPERATING OFFICER | 2014-03 | — not seen at a tracked firm |
| WEINSTEIN, HAROLD | CHIEF OPERATING OFFICER | 2012-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
