CIK 1857666
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-29). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-29. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BURT, CHRISTOPHER, THOMAS | DIRECTOR, SENIOR VICE PRESIDENT AND SECRETARY | 2020-07 | <5% ·◆ |
| KNIHTILA, MATTHEW, EDWIN | CHIEF COMPLIANCE OFFICER | 2025-07 | <5% ·◆ |
| O'CONNOR, MATTHEW, PHILIP | DIRECTOR, CHAIRMAN | 2020-07 | <5% ·◆ |
| Piken, Keith, Alan | DIRECTOR | 2023-06 | <5% ·◆ |
| SAKS, KEVIN, MICHAEL | DIRECTOR, PRESIDENT | 2020-07 | <5% ·◆ |
| SILVERMAN, SUSI, MICHELE | CHIEF FINANCIAL OFFICER AND TREASURER | 2020-10 | <5% ·◆ |
| CAPITAL GROUP INTERNATIONAL, INC.entity | SHAREHOLDER | 2020-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| NIXON, NASEEM, ZARIFEH SAHAR | CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| Poon, Herbert, Yungtai | CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| ARMOUR, JOHN, STEPHEN | DIRECTOR · DIRECTOR, PRESIDENT | 2023-12 | — not seen at a tracked firm |
| ZERGES, JESSICA, MORAN | CHIEF COMPLIANCE OFFICER | 2023-09 | — not seen at a tracked firm |
| LUKIC, JENNIFER, MARGARET | DIRECTOR, SENIOR VICE PRESIDENT | 2022-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
