CIK 1845793
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-22). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-22. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DIGIACOMO, CLAUDIA | CHIEF LEGAL OFFICER | 2021-12 | <5% ·◆ |
| HANES, LISA, MARIA | CHIEF OPERATING OFFICER | 2023-01 | <5% ·◆ |
| HOLDERITH, ROBERT, COOMBER | MANAGING DIRECTOR | 2021-12 | <5% ·◆ |
| OHARA, BERNARD, GERARD | CHIEF FINANCIAL OFFICER | 2021-12 | <5% ·◆ |
| PALLITTO, DAWN | CHIEF COMPLIANCE OFFICER | 2026-05 | <5% ·◆ |
| PARKER, STUART, SHERMAN | CHIEF EXECUTIVE OFFICER | 2021-12 | <5% ·◆ |
| SAUBER, JOEL, ROGER | MANAGING DIRECTOR | 2021-12 | <5% ·◆ |
| PIFM HOLDCO, LLCentity | SOLE MEMBER | 2021-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DONOHUE, ANDREW, JOHN | CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| SAJOUS, ISABELLE | CHIEF COMPLIANCE OFFICER | 2022-04 | — not seen at a tracked firm |
| Mattia, Brian, Michael | TREASURER | 2022-03 | — not seen at a tracked firm |
| CAPASSO, ARMANDO (DINO) | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| NEEDLES, GENE, LOUIS | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| JACOBS, BRIAN | PRESIDENT AND DIRECTOR | 2021-03 | — not seen at a tracked firm |
| SEARS, CHRISTINA, ELAINE | CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| BEHAN, ROSEMARY, KAVANAUGH | SECRETARY | 2021-03 | — not seen at a tracked firm |
| Heika, Melinda, Gay | TREASURER | 2021-03 | — not seen at a tracked firm |
| TELLER, SOLOMON, GEORGE | CHIEF INVESTMENT OFFICER | 2019-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
