CIK 1844716
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BROOKS, EDWIN, JAMES | VICE PRESIDENT | 1997-09 | 10–25% ·◆ |
| BYRNE, KATHERINE, THERESA | VICE PRESIDENT | 2022-07 | 10–25% ·◆ |
| CICERO, TERRENCE, JOHN | VICE PRESIDENT | 2012-07 | 10–25% ·◆ |
| CORSO, CAMILLA, CATHERINE | CHIEF COMPLIANCE OFFICER | 2023-06 | 10–25% ·◆ |
| KOLZOW, PATRICK, W. | VICE PRESIDENT | 2025-01 | 10–25% ·◆ |
| MAQUET, REBECCA | PRESIDENT | 2021-07 | 10–25% ·◆ |
| MINTA, PAUL, ANTHONY | VICE PRESIDENT | 2025-01 | 10–25% |
| MULLIGAN, KEVIN, PATRICK | TREASURER | 2025-01 | 10–25% ·◆ |
| OCHENKOWSKI, RICHARD, EDMUND | VICE PRESIDENT | 2021-07 | 10–25% ·◆ |
| SHAW, COLIN, PATRICK | VICE PRESIDENT | 2020-07 | 10–25% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BONAMASSA, SAMANTHA, NMN | CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| OVERHOLT, KENNETH, JAMES | SECRETARY · OWNER · VICE PRESIDENT | 2020-12 | — not seen at a tracked firm |
| JORDAN, THOMAS, JOSEPH | EXECUTIVE VICE PRESIDENT · VICE PRESIDENT · OWNER · PRESIDENT | 2020-12 | — not seen at a tracked firm |
| JOHNSON, TIMOTHY, OWEN | VICE PRESIDENT · OWNER · TREASURER | 2019-01 | — not seen at a tracked firm |
| POWERS, MARY, ANNE | VICE PRESIDENT · OWNER · SECRETARY | 2019-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
