CIK 1839498
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| RAPPAPORT, MARC, REUBEN | CHIEF EXECUTIVE OFFICER | 2023-10 | — not seen at a tracked firm |
| SOMERS, DAVID, MICHAEL | CHIEF COMPLIANCE OFFICER | 2023-07 | — not seen at a tracked firm |
| Moscony, Janaya | CHIEF COMPLIANCE OFFICER | 2022-09 | — not seen at a tracked firm |
| COLLOPY, STEVEN, EDWARD | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER · CHIEF OPERATING OFFICER | 2022-03 | — not seen at a tracked firm |
| ROSEMAN, STEVEN, HERBERT | PRESIDENT OF WEALTH ADVISORY · PRESIDENT |
| 2021-10 |
| — not seen at a tracked firm |
| HODGE, WILLIAM, PAUL | CHIEF COMPLIANCE OFFICER | 2019-06 | — not seen at a tracked firm |
| GREENSTEIN, ANDREW, MICHAEL | ACTING CEO | 2019-03 | — not seen at a tracked firm |
| FRITH, VENISHA | CHIEF FINANCIAL OFFICER; SECRETARY | 2018-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
